4//SEC Filing
Fraser James A 4
Accession 0001299709-19-000048
CIK 0001299709other
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 7:51 PM ET
Size
9.1 KB
Accession
0001299709-19-000048
Insider Transaction Report
Form 4
Fraser James A
Other
Transactions
- Exercise/Conversion
Common Stock
2019-07-17$26.42/sh+4,200$110,964→ 4,482 total - Exercise/Conversion
Restricted Stock Units
2019-07-17−4,200→ 11,339 totalExercise: $0.00From: 2019-07-17→ Common Stock (4,200 underlying) - Tax Payment
Common Stock
2019-07-17$26.42/sh−1,452$38,362→ 3,030 total
Footnotes (4)
- [F1]Represents shares of Common Stock issued on July 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
- [F4]The RSUs vest over three years, one-third on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001782944
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 7:51 PM ET
- Size
- 9.1 KB