Fraser James A 4
4 · Axos Financial, Inc. · Filed Dec 20, 2019
Insider Transaction Report
Form 4
Fraser James A
Other
Transactions
- Exercise/Conversion
Common Stock
2019-12-19$30.35/sh+813$24,675→ 4,294 total - Tax Payment
Common Stock
2019-12-19$30.35/sh−281$8,528→ 4,013 total - Exercise/Conversion
Restricted Stock Units
2019-12-19−813→ 13,955 totalExercise: $0.00From: 2019-07-17→ Common Stock (813 underlying)
Footnotes (4)
- [F1]Represents shares of Common Stock issued on December 19, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
- [F4]The RSUs vest over three years, one-third on each anniversary date of grant.