Sime Jeffrey 4
4 · Axos Financial, Inc. · Filed Mar 15, 2021
Insider Transaction Report
Form 4
Sime Jeffrey
Other
Transactions
- Exercise/Conversion
Common Stock
2021-03-12$52.06/sh+440$22,906→ 440 total - Exercise/Conversion
Restricted Stock Units
2021-03-12−440→ 2,093 totalExercise: $0.00→ Common Stock (440 underlying) - Tax Payment
Common Stock
2021-03-12$52.06/sh−130$6,768→ 310 total
Footnotes (4)
- [F1]Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
- [F4]The RSUs vest over three years, one-third on each anniversary date of grant.