4//SEC Filing
BLACK J BRANDON 4
Accession 0001299709-21-000189
CIK 0001299709other
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 8:40 PM ET
Size
11.4 KB
Accession
0001299709-21-000189
Insider Transaction Report
Form 4
BLACK J BRANDON
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-08-31−2,666→ 10,668 total→ Common Stock (2,666 underlying) - Exercise/Conversion
Common Stock
2021-08-31$48.48/sh+2,666$129,248→ 14,255 total - Award
Restricted Stock Units
2021-08-31+6,000→ 16,668 total→ Common Stock (6,000 underlying) - Tax Payment
Common Stock
2021-08-31$48.48/sh−1,340$64,963→ 12,915 total
Footnotes (6)
- [F1]Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F4]The RSUs vest over three years, one-third on each anniversary date of grant.
- [F5]Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F6]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001194775
Filing Metadata
- Form type
- 4
- Filed
- Aug 31, 8:00 PM ET
- Accepted
- Sep 1, 8:40 PM ET
- Size
- 11.4 KB