4//SEC Filing
Sime Jeffrey 4
Accession 0001299709-21-000211
CIK 0001299709other
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 9:27 PM ET
Size
9.0 KB
Accession
0001299709-21-000211
Insider Transaction Report
Form 4
Sime Jeffrey
Other
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-08-31−403→ 2,488 total→ Common Stock (403 underlying) - Tax Payment
Common Stock
2021-08-31$48.48/sh−118$5,721→ 595 total - Exercise/Conversion
Common Stock
2021-08-31$48.48/sh+403$19,537→ 713 total
Footnotes (4)
- [F1]Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
- [F4]The RSUs vest over three years, one-third on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001777919
Filing Metadata
- Form type
- 4
- Filed
- Aug 31, 8:00 PM ET
- Accepted
- Sep 1, 9:27 PM ET
- Size
- 9.0 KB