4//SEC Filing
Garrabrants Gregory 4
Accession 0001299709-23-000137
CIK 0001299709other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:04 PM ET
Size
10.6 KB
Accession
0001299709-23-000137
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Stock
2023-06-30$39.44/sh+119,588$4,716,551→ 1,686,610 total - Exercise/Conversion
Restricted Stock Units
2023-06-30−119,588→ 239,176 total→ Common Stock (119,588 underlying) - Tax Payment
Common Stock
2023-06-30$39.44/sh−62,963$2,483,261→ 1,623,647 total
Holdings
- 2,464(indirect: By 401(k))
Common Stock
- 170,680(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents shares of Common Stock issued on June 30, 2023 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
- [F4]The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001419425
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 5:04 PM ET
- Size
- 10.6 KB