4//SEC Filing
Garrabrants Gregory 4
Accession 0001299709-23-000148
CIK 0001299709other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 5:08 PM ET
Size
10.4 KB
Accession
0001299709-23-000148
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2023-08-01$45.53/sh−40,000$1,821,200→ 1,583,647 total - Sale
Common Stock
2023-08-02$45.15/sh−62,356$2,815,373→ 1,521,291 total - Sale
Common Stock
2023-08-03$45.36/sh−85,312$3,869,752→ 1,435,979 total
Holdings
- 2,464(indirect: By 401(k))
Common Stock
- 170,680(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were made to repay loans with shares pledged as security in a margin account due to increased costs associated with the margin loan account. There was no associated margin call.
- [F2]These transactions were executed in multiple trades, at prices ranging from $45.35 to $45.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
- [F3]These transactions were executed in multiple trades, at prices ranging from $45.00 to $45.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
- [F4]These transactions were executed in multiple trades, at prices ranging from $45.05 to $45.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001419425
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 5:08 PM ET
- Size
- 10.4 KB