Garrabrants Gregory 4
4 · Axos Financial, Inc. · Filed Aug 3, 2023
Insider Transaction Report
Form 4
Garrabrants Gregory
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2023-08-01$45.53/sh−40,000$1,821,200→ 1,583,647 total - Sale
Common Stock
2023-08-02$45.15/sh−62,356$2,815,373→ 1,521,291 total - Sale
Common Stock
2023-08-03$45.36/sh−85,312$3,869,752→ 1,435,979 total
Holdings
- 2,464(indirect: By 401(k))
Common Stock
- 170,680(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were made to repay loans with shares pledged as security in a margin account due to increased costs associated with the margin loan account. There was no associated margin call.
- [F2]These transactions were executed in multiple trades, at prices ranging from $45.35 to $45.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
- [F3]These transactions were executed in multiple trades, at prices ranging from $45.00 to $45.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
- [F4]These transactions were executed in multiple trades, at prices ranging from $45.05 to $45.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.