4//SEC Filing
COURT JAMES JOHN 4
Accession 0001299709-23-000174
CIK 0001299709other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 5:00 PM ET
Size
9.8 KB
Accession
0001299709-23-000174
Insider Transaction Report
Form 4
COURT JAMES JOHN
Director
Transactions
- Exercise/Conversion
Common Stock
2023-08-15$41.42/sh+6,600$273,372→ 54,188 total - Exercise/Conversion
Restricted Stock Units
2023-08-15−6,600→ 7,334 total→ Common Stock (6,600 underlying) - Disposition to Issuer
Common Stock
2023-08-15$41.42/sh−3,300$136,686→ 50,888 total
Holdings
- 1,200(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Represents shares of Common Stock issued on August 15, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]IRA account for Susan M Court
- [F4]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F5]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F6]The RSUs fully vest on the anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001517804
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 5:00 PM ET
- Size
- 9.8 KB