Dada Uzair 4
4 · Axos Financial, Inc. · Filed Aug 17, 2023
Insider Transaction Report
Form 4
Dada Uzair
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-08-15−6,000→ 6,667 total→ Common Stock (6,000 underlying) - Exercise/Conversion
Common Stock
2023-08-15$41.42/sh+6,000$248,520→ 26,073 total - Disposition to Issuer
Common Stock
2023-08-15$41.42/sh−3,000$124,260→ 23,073 total
Footnotes (5)
- [F1]Represents shares of Common Stock issued on August 15, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs fully vest on the anniversary date of grant.