4//SEC Filing
Carter Stefani D 4
Accession 0001299709-23-000220
CIK 0001299709other
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 1:09 PM ET
Size
11.4 KB
Accession
0001299709-23-000220
Insider Transaction Report
Form 4
Carter Stefani D
Director
Transactions
- Exercise/Conversion
Common Stock
2023-08-31$43.09/sh+2,000$86,180→ 6,000 total - Disposition to Issuer
Common Stock
2023-08-31$43.09/sh−999$43,047→ 5,001 total - Award
Restricted Stock Units
2023-08-31+6,000→ 10,000 total→ Common Stock (6,000 underlying) - Exercise/Conversion
Restricted Stock Units
2023-08-31−2,000→ 8,000 total→ Common Stock (2,000 underlying)
Footnotes (7)
- [F1]Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]Grant to the reporting person on August 31, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs fully vest on the anniversary date of grant.
- [F6]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F7]The RSUs vest as to one-third of the shares on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001591372
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 1:09 PM ET
- Size
- 11.4 KB