4//SEC Filing
Micheletti Andrew J 4
Accession 0001299709-23-000226
CIK 0001299709other
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 1:10 PM ET
Size
9.8 KB
Accession
0001299709-23-000226
Insider Transaction Report
Form 4
Transactions
- Disposition to Issuer
Common Stock
2023-08-31$43.09/sh−3,803$163,871→ 518,083 total - Exercise/Conversion
Restricted Stock Units
2023-08-31−11,000→ 11,000 total→ Common Stock (11,000 underlying) - Exercise/Conversion
Common Stock
2023-08-31$43.09/sh+11,000$473,990→ 521,886 total
Holdings
- 2,817(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock issued on August 31, 2023 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001319005
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 1:10 PM ET
- Size
- 9.8 KB