Nick Mosich 4
4 · Axos Financial, Inc. · Filed Sep 5, 2023
Insider Transaction Report
Form 4
Nick Mosich
Director
Transactions
- Exercise/Conversion
Common Stock
2023-08-31$43.09/sh+2,550$109,880→ 90,331 total - Disposition to Issuer
Common Stock
2023-08-31$43.09/sh−1,275$54,940→ 87,357 total - Award
Restricted Stock Units
2023-08-31+7,650→ 16,150 total→ Common Stock (7,650 underlying) - Exercise/Conversion
Restricted Stock Units
2023-08-31−2,550→ 10,200 total→ Common Stock (2,550 underlying) - Disposition to Issuer
Common Stock
2023-08-31$43.09/sh−1,699$73,210→ 88,632 total - Exercise/Conversion
Common Stock
2023-08-31$43.09/sh+3,400$146,506→ 87,781 total - Exercise/Conversion
Restricted Stock Units
2023-08-31−3,400→ 12,750 total→ Common Stock (3,400 underlying)
Footnotes (7)
- [F1]Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]Grant to the reporting person on August 31, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs fully vest on the anniversary date of grant.
- [F6]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F7]The RSUs vest as to one-third of the shares on each anniversary date of grant.