PITTERS RON 4
4 · Axos Financial, Inc. · Filed Sep 26, 2023
Insider Transaction Report
Form 4
PITTERS RON
Other
Transactions
- Disposition to Issuer
Common Stock
2023-09-23$38.28/sh−273$10,450→ 14,592 total - Exercise/Conversion
Common Stock
2023-09-23$38.28/sh+792$30,318→ 14,865 total - Exercise/Conversion
Restricted Stock Units
2023-09-23−792→ 8,653 total→ Common Stock (792 underlying)
Holdings
- 1,797(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock issued on September 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.