Home/Filings/4/0001299709-24-000150
4//SEC Filing

Bohlig Tamara N 4

Accession 0001299709-24-000150

CIK 0001299709other

Filed

Sep 3, 8:00 PM ET

Accepted

Sep 4, 8:41 PM ET

Size

14.4 KB

Accession

0001299709-24-000150

Insider Transaction Report

Form 4
Period: 2024-08-31
Transactions
  • Disposition to Issuer

    Common Stock

    2024-08-31$69.43/sh2,999$208,22113,918 total
  • Disposition to Issuer

    Common Stock

    2024-08-31$69.43/sh999$69,36112,919 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-08-312,0006,000 total
    Common Stock (2,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2024-08-316,0000 total
    Common Stock (6,000 underlying)
  • Exercise/Conversion

    Common Stock

    2024-08-31$69.43/sh+2,000$138,86010,917 total
  • Exercise/Conversion

    Common Stock

    2024-08-31$69.43/sh+6,000$416,58016,917 total
Footnotes (7)
  • [F1]Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
  • [F2]Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
  • [F3]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
  • [F4]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
  • [F5]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
  • [F6]The RSUs vest as to one-third of the shares on each anniversary date of grant.
  • [F7]The RSUs fully vest on the anniversary date of grant.

Issuer

Axos Financial, Inc.

CIK 0001299709

Entity typeother

Related Parties

1
  • filerCIK 0001787292

Filing Metadata

Form type
4
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 8:41 PM ET
Size
14.4 KB