4//SEC Filing
Wardell-Smith Sara 4
Accession 0001299709-24-000262
CIK 0001299709other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:26 PM ET
Size
9.1 KB
Accession
0001299709-24-000262
Insider Transaction Report
Form 4
Wardell-Smith Sara
Director
Transactions
- Disposition to Issuer
Common Stock
2024-12-15$79.62/sh−2,250$179,145→ 7,250 total - Exercise/Conversion
Common Stock
2024-12-15$79.62/sh+4,500$358,290→ 9,500 total - Exercise/Conversion
Restricted Stock Units
2024-12-15−4,500→ 4,289 total→ Common Stock (4,500 underlying)
Footnotes (5)
- [F1]Represents shares of Common Stock issued on December 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs fully vest on the anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0002001931
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 4:26 PM ET
- Size
- 9.1 KB