Wardell-Smith Sara 4
4 · Axos Financial, Inc. · Filed Dec 18, 2024
Insider Transaction Report
Form 4
Wardell-Smith Sara
Director
Transactions
- Disposition to Issuer
Common Stock
2024-12-15$79.62/sh−2,250$179,145→ 7,250 total - Exercise/Conversion
Common Stock
2024-12-15$79.62/sh+4,500$358,290→ 9,500 total - Exercise/Conversion
Restricted Stock Units
2024-12-15−4,500→ 4,289 total→ Common Stock (4,500 underlying)
Footnotes (5)
- [F1]Represents shares of Common Stock issued on December 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs fully vest on the anniversary date of grant.