4//SEC Filing
Swanson Brian D 4
Accession 0001299709-25-000034
CIK 0001299709other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:44 PM ET
Size
14.7 KB
Accession
0001299709-25-000034
Insider Transaction Report
Form 4
Swanson Brian D
Other
Transactions
- Exercise/Conversion
Common Stock
2025-03-15$63.94/sh+1,387$88,685→ 52,022 total - Disposition to Issuer
Common Stock
2025-03-15$63.94/sh−820$52,431→ 52,416 total - Disposition to Issuer
Common Stock
2025-03-15$63.94/sh−668$42,712→ 51,748 total - Exercise/Conversion
Restricted Stock Units
2025-03-15−1,387→ 13,641 total→ Common Stock (1,387 underlying) - Exercise/Conversion
Restricted Stock Units
2025-03-15−1,214→ 12,427 total→ Common Stock (1,214 underlying) - Exercise/Conversion
Common Stock
2025-03-15$63.94/sh+1,214$77,623→ 53,236 total
Holdings
- 2,737(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001777936
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 5:44 PM ET
- Size
- 14.7 KB