4//SEC Filing
Walsh Derrick 4
Accession 0001299709-25-000037
CIK 0001299709other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:45 PM ET
Size
14.8 KB
Accession
0001299709-25-000037
Insider Transaction Report
Form 4
Walsh Derrick
EVP, Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2025-03-15$63.94/sh+1,618$103,455→ 41,918 total - Disposition to Issuer
Common Stock
2025-03-15$63.94/sh−870$55,628→ 39,888 total - Exercise/Conversion
Restricted Stock Units
2025-03-15−1,618→ 16,304 total→ Common Stock (1,618 underlying) - Exercise/Conversion
Common Stock
2025-03-15$63.94/sh+1,987$127,049→ 40,300 total - Disposition to Issuer
Common Stock
2025-03-15$63.94/sh−1,160$74,170→ 40,758 total - Exercise/Conversion
Restricted Stock Units
2025-03-15−1,987→ 17,922 total→ Common Stock (1,987 underlying)
Holdings
- 2,737(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock issued on March 15, 2025 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001636371
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 5:45 PM ET
- Size
- 14.8 KB