4//SEC Filing
Walsh Derrick 4
Accession 0001299709-25-000072
CIK 0001299709other
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 3:46 PM ET
Size
9.9 KB
Accession
0001299709-25-000072
Insider Transaction Report
Form 4
Walsh Derrick
EVP, Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2025-03-23−1,433→ 18,951 total→ Common Stock (1,433 underlying) - Exercise/Conversion
Common Stock
2025-03-23$64.21/sh+1,433$92,013→ 41,321 total - Disposition to Issuer
Common Stock
2025-03-23$64.21/sh−771$49,506→ 40,550 total
Holdings
- 2,737(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock issued on March 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001636371
Filing Metadata
- Form type
- 4
- Filed
- Mar 24, 8:00 PM ET
- Accepted
- Mar 25, 3:46 PM ET
- Size
- 9.9 KB