4//SEC Filing
Sweeney Thomas P III 4
Accession 0001300616-06-000002
CIK 0001025707other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 5:39 PM ET
Size
11.0 KB
Accession
0001300616-06-000002
Insider Transaction Report
Form 4
Sweeney Thomas P III
DirectorChairman and CEO
Transactions
- Expiration (Short)
Convertible Note
2006-09-07$100000.00/sh−71,429$7,142,900,000→ 4,435,193 totalExercise: $1.40From: 2006-05-19Exp: 2007-05-19→ Common Stock (71,429 underlying) - Purchase
Common Stock Purchase Warrant
2006-05-19+23,684→ 4,506,622 totalExercise: $1.40From: 2006-05-19Exp: 2011-05-19→ Common Stock (23,684 underlying) - Purchase
Convertible Note
2006-05-19$100000.00/sh+71,429$7,142,900,000→ 4,482,938 totalExercise: $1.40From: 2006-05-19Exp: 2007-05-19→ Common Stock (71,429 underlying)
Footnotes (3)
- [F1]One year unsecured convertible note, convertible into unregistered common stock at $1.40 per share. Annual interest of 12%. The unregistered common shares underlying the convertible note are covered by certain demand and piggy-back registration rights which become effective May 19, 2007.
- [F2]Common stock warrant to purchase unregistered shares of common stock acquired in connection with an investment in a convertible note on May 19, 2006. The unregistered common shares underlying the warrant are covered by certain demand and piggy-back registration rights which become effective May 19, 2007.
- [F3]Convertible note dated May 19, 2006 was prepaid by Incentra Solutions, Inc. prior to maturity terminating the conversion rights as to 71,429 share of Common Stock.
Documents
Issuer
INCENTRA SOLUTIONS, INC.
CIK 0001025707
Entity typeother
Related Parties
1- filerCIK 0001300616
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 5:39 PM ET
- Size
- 11.0 KB