Serina Therapeutics, Inc.·4

May 26, 7:33 PM ET

Moreadith Randall 4

4 · Serina Therapeutics, Inc. · Filed May 26, 2026

Research Summary

AI-generated summary of this filing

Updated

Serina Therapeutics (SER) CSO Moreadith Randall Receives Award

What Happened

  • Moreadith Randall, Chief Scientific Officer of Serina Therapeutics (SER), received a grant of 85,558 derivative shares on 2026-05-21. The Form 4 reports an acquisition price of $0.00 (derivative award/option), so the filing lists $0 as the reported value. This was an equity comp award to an executive rather than an open-market purchase or sale.

Key Details

  • Transaction date: 2026-05-21; Form 4 filed: 2026-05-26 (5 days after the transaction — outside the usual 2-business-day window for timely Form 4 filings).
  • Transaction type/code: Award/Grant (A); reported as a derivative instrument (option).
  • Shares/amount: 85,558 shares granted; reported acquisition price $0.00.
  • Shares owned after the transaction: Not specified in the provided filing.
  • Footnote: Vesting schedule — 12/48ths of the option vests 12 months after the Vesting Commencement Date, then 1/48th vests each month thereafter until fully vested (i.e., a standard 4-year vesting with a 1-year cliff).
  • No indication in the filing that shares were immediately sold (no cashless exercise); this appears to be a standard compensation grant.

Context

  • This is a compensation grant (an option/derivative award) to an executive; such awards are common for retention and alignment with shareholders and do not by themselves indicate a buy or sell signal. The reported $0.00 acquisition price reflects the accounting/reporting of the grant, not its market value. The delayed filing may be of interest to compliance-minded investors, as Form 4s are generally expected within two business days of the transaction.

Insider Transaction Report

Form 4
Period: 2026-05-21
Moreadith Randall
Chief Scientific Officer
Transactions
  • Award

    Stock Option (right to buy)

    [F1]
    2026-05-21+85,55885,558 total
    Exercise: $1.89Exp: 2036-05-21Common Stock (85,558 underlying)
Footnotes (1)
  • [F1]Unless otherwise terminated as provided in the optionee's option agreement, 12/48ths of the shares subject to the option shall vest twelve months after the Vesting Commencement Date, and 1/48th of the shares subject to the option shall vest on the same calendar day of each subsequent month thereafter until the shares subject to the option are fully vested.
Signature
/s/ Randall Moreadith|2026-05-26

Documents

1 file
  • 4
    wk-form4_1779838407.xmlPrimary

    FORM 4