MOYERS DWAYNE A 4
4 · XPONENTIAL INC · Filed Oct 22, 2004
Insider Transaction Report
Form 4
XPONENTIAL INCXPOI
MOYERS DWAYNE A
DirectorChairman & CEO
Transactions
- Purchase
Series B Preferred Stock
2003-10-31$5.00/sh+899$4,495→ 184,994 total(indirect: By Investors Strategic Partners I, Ltd.)→ Common Stock (3,092 underlying) - Small Acquisition
Series A Preferred Stock
2003-10-31$5.00/sh+1,926$9,630→ 115,253 total(indirect: By Investors Strategic Partners I, Ltd.) - Purchase
Series A Preferred Stock
2004-09-30$5.00/sh+4,852$24,260→ 120,105 total(indirect: By Investors Strategic Partners I, Ltd. (1)) - Purchase
Series B Preferred Stock
2004-09-30$5.57/sh+2,264$12,610→ 192,782 total(indirect: By Investors Strategic Partners I, Ltd.)→ Common Stock (7,788 underlying) - Discretionary Transaction
Common Stock
2004-10-21$1.55/sh+7,311$11,332→ 22,568 total
Holdings
- 107,802
Series A Preferred Stock
- 173,030
Series B Preferred Stock
→ Common Stock (173,030 underlying)
Footnotes (3)
- [F1]Investors Strategic Partners I, Ltd. is a Texas limited partnership of which Hulen Capital Partners, Inc., a Texas corporation, is the general partner. Mr. Moyers is an officer, director and shareholder of Hulen Capital Partners, Inc.
- [F2]3.43997248022 to 1
- [F3]The Series B Preferred Stock is immediately convertible into Common Stock and has no expiration date.