Rickman Andrew George 4/A

4/A · Rockley Photonics Holdings Ltd · Filed Jul 8, 2022

Form 4/AAmended

Period: 2021-11-11

Director10% Owner

Transactions

Exercise/Conversion
Ordinary Share
2021-11-11+22,100→ 17,484,834 total
Tax Payment
Ordinary Share
2021-11-11$3.87/sh−10,387$40,198→ 17,474,447 total
Exercise/Conversion
Ordinary Share
2022-02-11+22,100→ 17,496,547 total
Tax Payment
Ordinary Share
2022-02-11$3.90/sh−12,301$47,974→ 17,484,246 total
Exercise/Conversion
Ordinary Share
2022-05-11+22,101→ 17,506,347 total
Tax Payment
Ordinary Share
2022-05-11$3.22/sh−10,342$33,301→ 17,496,005 total
Exercise/Conversion
Restricted Stock Unit
2021-11-11−22,100→ 331,507 total
Exercise: $0.00→ Ordinary Share (22,100 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-02-11−22,100→ 309,407 total
Exercise: $0.00→ Ordinary Share (22,100 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-05-11−22,101→ 287,306 total
Exercise: $0.00→ Ordinary Share (22,101 underlying)

Footnotes (3)

[F1]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 11/11/2021; however, the transaction was not executed by the plan administrator until 1/10/2022.
[F2]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 2/11/2022; however, the transaction was not executed by the plan administrator until 3/15/2022.
[F3]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 5/11/2022; however, the transaction was not executed by the plan administrator until 5/26/2022.

Documents

1 file