4/A//SEC Filing
Rickman Andrew George 4/A
Accession 0001302172-22-000002
CIK 0001852117other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 9:00 PM ET
Size
18.5 KB
Accession
0001302172-22-000002
Insider Transaction Report
Form 4/AAmended
Rickman Andrew George
Director10% Owner
Transactions
- Exercise/Conversion
Ordinary Share
2021-11-11+22,100→ 17,484,834 total - Tax Payment
Ordinary Share
2021-11-11$3.87/sh−10,387$40,198→ 17,474,447 total - Exercise/Conversion
Ordinary Share
2022-02-11+22,100→ 17,496,547 total - Tax Payment
Ordinary Share
2022-02-11$3.90/sh−12,301$47,974→ 17,484,246 total - Exercise/Conversion
Ordinary Share
2022-05-11+22,101→ 17,506,347 total - Tax Payment
Ordinary Share
2022-05-11$3.22/sh−10,342$33,301→ 17,496,005 total - Exercise/Conversion
Restricted Stock Unit
2021-11-11−22,100→ 331,507 totalExercise: $0.00→ Ordinary Share (22,100 underlying) - Exercise/Conversion
Restricted Stock Unit
2022-02-11−22,100→ 309,407 totalExercise: $0.00→ Ordinary Share (22,100 underlying) - Exercise/Conversion
Restricted Stock Unit
2022-05-11−22,101→ 287,306 totalExercise: $0.00→ Ordinary Share (22,101 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 11/11/2021; however, the transaction was not executed by the plan administrator until 1/10/2022.
- [F2]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 2/11/2022; however, the transaction was not executed by the plan administrator until 3/15/2022.
- [F3]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 5/11/2022; however, the transaction was not executed by the plan administrator until 5/26/2022.
Documents
Issuer
Rockley Photonics Holdings Ltd
CIK 0001852117
Entity typeother
Related Parties
1- filerCIK 0001302172
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 9:00 PM ET
- Size
- 18.5 KB