ALLEY J LINDSEY 4
4 · HOULIHAN LOKEY, INC. · Filed May 17, 2023
Insider Transaction Report
Form 4
ALLEY J LINDSEY
Chief Financial Officer
Transactions
- Tax Payment
CLASS B COMMON STOCK
2023-05-15$89.04/sh−2,125$189,210→ 82,225 total(indirect: By Trust)→ CLASS A COMMON STOCK (2,125 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.
- [F2]Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.