Adelson Scott Joseph 4
4 · HOULIHAN LOKEY, INC. · Filed May 17, 2024
Insider Transaction Report
Form 4
Adelson Scott Joseph
DirectorCEO
Transactions
- Tax Payment
CLASS B COMMON STOCK
2024-05-15$136.13/sh−15,035$2,046,715→ 869,884 total(indirect: By Trust)→ CLASS A COMMON STOCK (15,035 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.
- [F2]Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.