Home/Filings/4/0001302215-24-000021
4//SEC Filing

PREISER DAVID A 4

Accession 0001302215-24-000021

CIK 0001302215other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 4:30 PM ET

Size

6.4 KB

Accession

0001302215-24-000021

Insider Transaction Report

Form 4
Period: 2024-05-15
PREISER DAVID A
DirectorCO-PRESIDENT
Transactions
  • Tax Payment

    CLASS B COMMON STOCK

    2024-05-15$136.13/sh3,868$526,551530,598 total(indirect: By Trust)
    CLASS A COMMON STOCK (3,868 underlying)
Footnotes (3)
  • [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.
  • [F2]Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.
  • [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Issuer

HOULIHAN LOKEY, INC.

CIK 0001302215

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001122670

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 4:30 PM ET
Size
6.4 KB