PREISER DAVID A 4
4 · HOULIHAN LOKEY, INC. · Filed May 31, 2024
Insider Transaction Report
Form 4
PREISER DAVID A
DirectorCO-PRESIDENT
Transactions
- Gift
CLASS A COMMON STOCK
2024-05-31−4,000→ 0 total - Conversion
CLASS A COMMON STOCK
2024-05-31+4,000→ 4,000 total - Conversion
CLASS B COMMON STOCK
2024-05-31−4,000→ 0 total→ CLASS A COMMON STOCK (4,000 underlying)
Holdings
- 529,056(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (529,056 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On May 31, 2024, the reporting person made a charitable donation of 4,000 shares of Class B Common Stock. No value was received for the donated shares.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.