4//SEC Filing
PREISER DAVID A 4
Accession 0001302215-24-000071
CIK 0001302215other
Filed
May 30, 8:00 PM ET
Accepted
May 31, 5:25 PM ET
Size
10.4 KB
Accession
0001302215-24-000071
Insider Transaction Report
Form 4
PREISER DAVID A
DirectorCO-PRESIDENT
Transactions
- Gift
CLASS A COMMON STOCK
2024-05-31−4,000→ 0 total - Conversion
CLASS A COMMON STOCK
2024-05-31+4,000→ 4,000 total - Conversion
CLASS B COMMON STOCK
2024-05-31−4,000→ 0 total→ CLASS A COMMON STOCK (4,000 underlying)
Holdings
- 529,056(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (529,056 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On May 31, 2024, the reporting person made a charitable donation of 4,000 shares of Class B Common Stock. No value was received for the donated shares.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001122670
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 5:25 PM ET
- Size
- 10.4 KB