BEISER SCOTT L 4
4 · HOULIHAN LOKEY, INC. · Filed Aug 16, 2024
Insider Transaction Report
Form 4
BEISER SCOTT L
DirectorCO-CHAIRMAN10% Owner
Transactions
- Sale
CLASS A COMMON STOCK
2024-08-16$151.89/sh−8,317$1,263,269→ 0 total - Conversion
CLASS B COMMON STOCK
2024-08-16−8,317→ 0 total→ CLASS A COMMON STOCK (8,317 underlying) - Conversion
CLASS A COMMON STOCK
2024-08-16+8,317→ 8,317 total
Holdings
- 848,525(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (848,525 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]Per share price reflects the weighted average price in a series of open market sales on August 16, 2024 at prices ranging from $150.95 per share to $152.62 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.
- [F3]The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.