SIEGERT PAUL ERIC 4
4 · HOULIHAN LOKEY, INC. · Filed Aug 20, 2024
Insider Transaction Report
Form 4
SIEGERT PAUL ERIC
CO-CHAIRMAN
Transactions
- Conversion
CLASS A COMMON STOCK
2024-08-19+675→ 675 total - Conversion
CLASS B COMMON STOCK
2024-08-19−675→ 0 total→ CLASS A COMMON STOCK (675 underlying) - Gift
CLASS A COMMON STOCK
2024-08-19−675→ 0 total
Holdings
- 413,602(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (413,602 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On August 19, 2024, the reporting person made a charitable donation of 675 shares of Class A Common Stock. No value was received for the donated shares.
- [F3]The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.