4//SEC Filing
CRAIN CHRISTOPHER M 4
Accession 0001302215-24-000100
CIK 0001302215other
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 4:59 PM ET
Size
10.4 KB
Accession
0001302215-24-000100
Insider Transaction Report
Form 4
CRAIN CHRISTOPHER M
GENERAL COUNSEL
Transactions
- Conversion
CLASS B COMMON STOCK
2024-09-04−40→ 0 total→ CLASS A COMMON STOCK (40 underlying) - Conversion
CLASS A COMMON STOCK
2024-09-04+40→ 40 total - Gift
CLASS A COMMON STOCK
2024-09-04−40→ 0 total
Holdings
- 54,225(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (54,225 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On September 4, 2024, the reporting person made a charitable donation of 40 shares of Class B Common Stock. No value was received for the donated shares.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001649160
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 4:59 PM ET
- Size
- 10.4 KB