ALLEY J LINDSEY 4
4 · HOULIHAN LOKEY, INC. · Filed Nov 8, 2024
Insider Transaction Report
Form 4
ALLEY J LINDSEY
Chief Financial Officer
Transactions
- Sale
CLASS A COMMON STOCK
2024-11-07$185.49/sh−12,500$2,318,625→ 0 total - Conversion
CLASS A COMMON STOCK
2024-11-07+12,500→ 12,500 total - Conversion
CLASS B COMMON STOCK
2024-11-07−12,500→ 0 total→ CLASS A COMMON STOCK (12,500 underlying)
Holdings
- 67,117(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (67,117 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]Per share price reflects the weighted average price in a series of open market sales on November 7, 2024 at prices ranging from $184.40 per share to $186.38 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.