GOLD IRWIN 4
4 · HOULIHAN LOKEY, INC. · Filed May 23, 2025
Insider Transaction Report
Form 4
GOLD IRWIN
DirectorCO-CHAIRMAN10% Owner
Transactions
- Award
CLASS B COMMON STOCK
2025-05-22+2,818→ 2,818 total→ CLASS A COMMON STOCK (2,818 underlying) - Award
CLASS B COMMON STOCK
2025-05-22+1,972→ 1,972 total→ CLASS A COMMON STOCK (1,972 underlying) - Deposit Into/Withdrawal From Voting Trust
CLASS B COMMON STOCK
2025-05-22−4,790→ 1,088,196 total(indirect: By Trust)→ CLASS A COMMON STOCK (4,790 underlying)
Footnotes (4)
- [F1]Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On May 22, 2025, the Issuer granted 1,972 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
- [F3]On May 22, 2025, the Issuer granted 2,818 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.
- [F4]Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person is a trustee of the Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.