SIEGERT PAUL ERIC 4
4 · HOULIHAN LOKEY, INC. · Filed May 23, 2025
Insider Transaction Report
Form 4
SIEGERT PAUL ERIC
CO-CHAIRMAN
Transactions
- Award
CLASS B COMMON STOCK
2025-05-22+21,661→ 21,661 total→ CLASS A COMMON STOCK (21,661 underlying) - Deposit Into/Withdrawal From Voting Trust
CLASS B COMMON STOCK
2025-05-22−21,661→ 421,839 total(indirect: By Trust)→ CLASS A COMMON STOCK (21,661 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On May 22, 2025, the Issuer granted 21,661 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
- [F3]Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.