4//SEC Filing
Carter Todd J 4
Accession 0001302215-25-000058
CIK 0001302215other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 4:30 PM ET
Size
8.4 KB
Accession
0001302215-25-000058
Insider Transaction Report
Form 4
Carter Todd J
Director
Transactions
- Deposit Into/Withdrawal From Voting Trust
CLASS B COMMON STOCK
2025-05-22−2,645→ 89,905 total(indirect: By Trust)→ CLASS A COMMON STOCK (2,645 underlying) - Award
CLASS B COMMON STOCK
2025-05-22+2,645→ 2,645 total→ CLASS A COMMON STOCK (2,645 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On May 22, 2025, the Issuer granted 2,645 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
- [F3]Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001679143
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 4:30 PM ET
- Size
- 8.4 KB