4//SEC Filing
CRAIN CHRISTOPHER M 4
Accession 0001302215-25-000068
CIK 0001302215other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 9:02 AM ET
Size
10.4 KB
Accession
0001302215-25-000068
Insider Transaction Report
Form 4
CRAIN CHRISTOPHER M
GENERAL COUNSEL
Transactions
- Sale
CLASS A COMMON STOCK
2025-06-02$173.02/sh−500$86,510→ 0 total - Conversion
CLASS A COMMON STOCK
2025-06-02+500→ 500 total - Conversion
CLASS B COMMON STOCK
2025-06-02−500→ 0 total→ CLASS A COMMON STOCK (500 underlying)
Holdings
- 53,938(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (53,938 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2024.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001649160
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 9:02 AM ET
- Size
- 10.4 KB