CRAIN CHRISTOPHER M 4
4 · HOULIHAN LOKEY, INC. · Filed Dec 1, 2025
Insider Transaction Report
Form 4
CRAIN CHRISTOPHER M
GENERAL COUNSEL
Transactions
- Conversion
CLASS A COMMON STOCK
2025-11-26+1,200→ 1,200 total - Gift
CLASS A COMMON STOCK
2025-11-26−1,200→ 0 total - Conversion
CLASS B COMMON STOCK
2025-11-26−1,200→ 0 total→ CLASS A COMMON STOCK (1,200 underlying)
Holdings
- 52,238(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (52,238 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On November 26, 2025, the reporting person made a charitable donation of 1,200 shares of Class B Common Stock. No value was received for the donated shares.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.