|4Dec 8, 4:52 PM ET

GOLD IRWIN 4

4 · HOULIHAN LOKEY, INC. · Filed Dec 8, 2025

Insider Transaction Report

Form 4
Period: 2025-12-05
GOLD IRWIN
DirectorCO-CHAIRMAN10% Owner
Transactions
  • Conversion

    CLASS A COMMON STOCK

    2025-12-05+5,0005,000 total
  • Gift

    CLASS A COMMON STOCK

    2025-12-055,0000 total
  • Conversion

    CLASS B COMMON STOCK

    2025-12-055,0000 total
    CLASS A COMMON STOCK (5,000 underlying)
Holdings
  • CLASS B COMMON STOCK

    (indirect: By Trust)
    CLASS A COMMON STOCK (1,066,385 underlying)
    1,066,385
Footnotes (3)
  • [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
  • [F2]On December 5, 2025, the reporting person made a charitable donation of 5,000 shares of Class A Common Stock. No value was received for the donated shares.
  • [F3]The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

Documents

1 file
  • 4
    wk-form4_1765230744.xmlPrimary

    FORM 4