JMP GROUP LLC·4/A

Jul 2, 1:54 PM ET

DiPietro David M 4/A

4/A · JMP GROUP LLC · Filed Jul 2, 2020

Insider Transaction Report

Form 4/AAmended
Period: 2020-07-01
Transactions
  • Exercise/Conversion

    Restricted Share Unit

    2020-07-015,06710,136 total
    Exercise: $0.00From: 2020-07-01Exp: 2020-07-01Common Shares (5,067 underlying)
  • Exercise/Conversion

    Common Shares

    2020-07-01+5,067118,259 total
Footnotes (3)
  • [F1]Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 12, 2020.
  • [F2]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F3]The original Form 4, filed on July 2, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a disposition of 5,067 Restricted Share Units that occurred on July 1, 2020 as an acquisition when in fact 5,067 of the Issuer's Restricted Share Units were disposed of as a result of the vesting and delivery of the Restricted Share Units.

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT