4/A//SEC Filing
DiPietro David M 4/A
Accession 0001302350-20-000005
CIK 0001302350other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 1:54 PM ET
Size
7.5 KB
Accession
0001302350-20-000005
Insider Transaction Report
Form 4/AAmended
DiPietro David M
Director
Transactions
- Exercise/Conversion
Restricted Share Unit
2020-07-01−5,067→ 10,136 totalExercise: $0.00From: 2020-07-01Exp: 2020-07-01→ Common Shares (5,067 underlying) - Exercise/Conversion
Common Shares
2020-07-01+5,067→ 118,259 total
Footnotes (3)
- [F1]Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 12, 2020.
- [F2]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F3]The original Form 4, filed on July 2, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a disposition of 5,067 Restricted Share Units that occurred on July 1, 2020 as an acquisition when in fact 5,067 of the Issuer's Restricted Share Units were disposed of as a result of the vesting and delivery of the Restricted Share Units.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeother
Related Parties
1- filerCIK 0001507607
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 1:54 PM ET
- Size
- 7.5 KB