KAYNE RICHARD A 4
4 · Kayne Anderson MLP Investment CO · Filed May 8, 2018
Insider Transaction Report
Form 4
KAYNE RICHARD A
Other
Transactions
- Purchase
Common Stock
2018-05-01$17.53/sh−14,265$250,013→ 297,164 total(indirect: See footnotes)
Holdings
- 176,725
Common Stock
Footnotes (2)
- [F1]Negotiated transaction between KA Associates Inc., an affiliate of the investment advisor of the Issuer (see footnote 2), and Kevin S. McCarthy, Chairman of the Issuer. Price determined based on the 10-day VWAP for the period April 16-30, 2018.
- [F2]A total of 285,929 shares are owned by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. A total of 11,235 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer. Richard Kayne is the majority owner of KAA. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAA except to the extent of his pecuniary interest therein.