Freshpet, Inc. 4
4 · Freshpet, Inc. · Filed May 11, 2016
Insider Transaction Report
Form 4
Freshpet, Inc.FRPT
KAYNE RICHARD A
10% Owner
Transactions
- Other
Common Stock
2016-05-10−1,600,445→ 0 total(indirect: See Footnote 2) - Other
Common Stock
2016-05-10+460,104→ 1,063,901 total(indirect: By Trust) - Other
Common Stock
2016-05-10+10,197→ 62,754 total(indirect: See Footnote 4)
Footnotes (4)
- [F1]Final distribution made to investors of Freshpet Investors, LLC ("FPI") pursuant to the Selldown Agreement entered into between FPI and the Company in connection with the initial public offering.
- [F2]Such shares are owned by FPI. Kayne Anderson Capital Advisors, L.P. ("KACALP") is a managing member of FPI and shares voting and investment management power over such shares held by FPI. Richard Kayne is the majority owner and chairman of KACALP. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by FPI except to the extent of his pecuniary interest therein.
- [F3]In-kind distribution which represents the Reporting Person's pecuniary interest in the distribution from FPI.
- [F4]In-kind distribution to KACALP as managing member of FPI. The Reporting Person is the majority owner and Chairman of KACALP and may be deemed to beneficially own the shares held by KACALP. The Reporting Person disclaims beneficial ownership of the securities held by KACALP, except to the extent of the pecuniary interest therein.