KAYNE RICHARD A 4
4 · KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. · Filed Oct 4, 2018
Insider Transaction Report
Form 4
KAYNE RICHARD A
Other
Transactions
- Sale
Common Stock
2018-10-02$13.00/sh−20,000$260,044→ 113,568 total(indirect: See footnotes) - Sale
Common Stock
2018-10-02$129559.00/sh−109,568$14,195,520,512→ 4,000 total(indirect: See footnotes)
Holdings
- 203,844
Common Stock
Footnotes (3)
- [F1]The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018.
- [F2]4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA.
- [F3]Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein.