Margolis Michael A 4
4 · SWK Holdings Corp · Filed Feb 3, 2012
Insider Transaction Report
Form 4
Margolis Michael A
Director
Transactions
- Award
Common Stock
2012-01-31+35,000→ 938,600 total
Footnotes (2)
- [F1]Comprised of restricted stock granted in exchange for Mr. Margolis' services as a director SWK Holdings Corporation. The grant was made pursuant to the Company's 2010 Equity Incentive Plan and Form of Restricted Stock Agreement included as Exhibit 4.2 to the Company's Form 8-K filed on February 2, 2012. The shares awarded will vest on January 31, 2013.
- [F2]Includes 803,600 shares of common stock owned by Maric Capital Fund, Ltd. Maric LS, LLC is the investment manager of Maric Capital Master Fund Ltd. Mr. Margolis is the member of Maric LS, LLC. Mr. Margolis disclaims beneficial ownership of any and all such shares in excess of his pecuniary interest therein. Also includes 100,000 shares of unvested restricted common stock granted for Mr. Margolis' service as a director.