Lawrence Sandra AJ 4
4 · SERA PROGNOSTICS, INC. · Filed Jul 14, 2026
Research Summary
AI-generated summary of this filing
SERA Director Sandra Lawrence Receives Equity Awards
What Happened
- Sandra A.J. Lawrence, a director of Sera Prognostics, Inc. (SERA), was granted equity awards on July 10, 2026. The filing shows 24,702 restricted stock units (RSUs) and 37,995 stock options were awarded (totaling 62,697 shares), all at a $0 grant price. These awards are compensation grants (not purchases or sales) issued under the issuer's Non-Employee Director Compensation Policy and 2021 Equity Incentive Plan.
Key Details
- Transaction date: 2026-07-10; Grant type: Award/Grant (code A); Price: $0.00 for all items.
- Breakdown: 22,426 RSUs (F1) + 2,276 additional RSUs (F2) = 24,702 RSUs; 34,494 options (F3) + 3,501 options (F4) = 37,995 options.
- Vesting: RSUs vest the earlier of July 10, 2027 or the next Annual Meeting, subject to continued service (F1–F2). Options vest monthly over one year (1/12 per month) but may fully vest earlier—the earlier of the first anniversary or the next Annual Meeting—subject to continued service (F3–F4).
- Shares owned after transaction: not disclosed in the filing.
- Filing timeliness: Form 4 filed 2026-07-14 for a 2026-07-10 grant; this filing date meets the standard two-business-day reporting window and appears timely.
Context
- These are routine non-cash director compensation awards. The options are not shown as exercised or sold; they are grants that will vest over time if the director continues service. Such grants are common for non-employee directors and reflect compensation, not a market purchase signal.
Insider Transaction Report
Form 4
Lawrence Sandra AJ
Director
Transactions
- Award
Class A Common Stock
[F1]2026-07-10+22,426→ 38,899 total - Award
Class A Common Stock
[F2]2026-07-10+2,276→ 41,175 total - Award
Stock Option (right to buy)
[F3]2026-07-10+34,494→ 34,494 totalExercise: $1.97Exp: 2036-07-10→ Class A Common Stock (34,494 underlying) - Award
Stock Option (right to buy)
[F4]2026-07-10+3,501→ 3,501 totalExercise: $1.97Exp: 2036-07-10→ Class A Common Stock (3,501 underlying)
Footnotes (4)
- [F1]Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
- [F2]Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
- [F3]Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
- [F4]These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact|2026-07-14