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FIRST NIAGARA FINANCIAL GROUP INC·4

Oct 30, 12:27 PM ET

JUDGE DANIEL W 4

4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Oct 30, 2009

Insider Transaction Report

Form 4
Period: 2009-10-29
FIRST NIAGARA FINANCIAL GROUP INCFNFG
JUDGE DANIEL W
Director
Transactions
  • Purchase

    Common Stock

    2009-10-29$13.30/sh+135$1,795→ 123,414 total
Holdings

  • Non-Qualified Stock Option (right to buy)

    Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (6,467 underlying)
    6,467

  • Non-Qualified Stock Option (right to buy)

    Exercise: $3.50From: 2001-05-22Exp: 2010-05-22→ Common Stock (32,076 underlying)
    32,076

  • Non-Qualified Stock Option (right to buy)

    Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (6,000 underlying)
    6,000

  • Dividend Equivalent Units (DEU)

    → Common Stock (116.79 underlying)
    116.79

  • Non-Qualified Stock Option (right to buy)

    Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (5,949 underlying)
    5,949

  • Common Stock

    (indirect: by Daughter)
    150
Footnotes (3)
  • [F1]DEUs have no exercise price.
  • [F2]DEUs convert into common stock on a 1-for-1 basis.
  • [F3]DEUs have no expiration date.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT