Brooks Rebecca J 4

What Happened

• Rebecca J. Brooks, a director of SOUTHERN MISSOURI BANCORP, INC. (SMBC), reported an estate distribution on 2026-05-13 that resulted in her acquiring 10,000 shares and an unaffiliated beneficiary receiving 10,000 shares. The filing shows an other acquisition (J) of 10,000 shares at $0.00 (value $0) and an other disposition (J) of 20,000 shares at $0.00 (value $0) reflecting the reclassification/distribution of shares she previously reported as indirectly owned as trustee of a family trust. These transactions are exempt from Section 16(b).

Key Details

• Transaction date: 2026-05-13 (reported on Form 4 filed 2026-05-20)
• Transaction types: Other acquisition/disposition (code J); Acquired 10,000 shares @ $0.00; Disposed 20,000 shares @ $0.00 (both reported as $0 value)
• Shares owned after transaction: Not specified in the filing
• Footnote: Reporting person previously reported the 20,000 shares as indirectly owned as trustee; upon estate distribution 10,000 shares were distributed to her and 10,000 to an unaffiliated beneficiary. Transactions are exempt from Section 16(b).
• Timeliness: Filing dated 2026-05-20 for a 2026-05-13 transaction — filed more than two business days after the transaction (the standard Form 4 deadline), so it appears late.

Context

• This was an estate/beneficiary distribution, not an open-market purchase or a sale for cash. Such transfers generally reflect estate settlement mechanics rather than insider sentiment about the company, and are exempt from short-swing profit rules (Section 16(b)).