INTERMOLECULAR INC 4
4 · INTERMOLECULAR INC · Filed Sep 9, 2013
Insider Transaction Report
Form 4
Lazovsky David E
DirectorPresident & CEO
Transactions
- Sale
Common Stock, $0.001 par value
2013-09-06$5.97/sh−20,920$124,857→ 2,883,270 total - Sale
Common Stock, $0.001 par value
2013-09-09$5.80/sh−17,580$101,987→ 2,865,690 total
Holdings
- 45,882(indirect: By Trust)
Common Stock, $0.001 par value
- 189,513(indirect: By GRAT)
Common Stock, $0.001 par value
- 35,487(indirect: By Spouse)
Common Stock, $0.001 par value
Footnotes (6)
- [F1]The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by Mr. Lazovsky on May 29, 2013.
- [F2]The transaction was executed in multiple trades in prices ranging from $5.90 to $6.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F3]The transaction was executed in multiple trades in prices ranging from $5.69 to $5.91, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F4]These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
- [F5]These shares are held by The David E. Lazovsky 2010 Annuity Trust.
- [F6]These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.