INTERMOLECULAR INC 4
4 · INTERMOLECULAR INC · Filed Dec 10, 2013
Insider Transaction Report
Form 4
Lazovsky David E
DirectorPresident & CEO
Transactions
- Sale
Common Stock, $0.001 par value
2013-12-06$5.49/sh−6,300$34,607→ 2,782,390 total - Sale
Common Stock, $0.001 par value
2013-12-10$5.21/sh−19,636$102,294→ 2,750,190 total - Sale
Common Stock, $0.001 par value
2013-12-09$5.43/sh−12,564$68,233→ 2,769,826 total
Holdings
- 45,882(indirect: By Trust)
Common Stock, $0.001 par value
- 189,513(indirect: By Spouse)
Common Stock, $0.001 par value
- 35,487(indirect: By Spouse)
Common Stock, $0.001 par value
- 189,513(indirect: By GRAT)
Common Stock, $0.001 par value
Footnotes (7)
- [F1]The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by Mr. Lazovsky on May 29, 2013.
- [F2]The transaction was executed in multiple trades in prices ranging from $5.44 to $5.55, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F3]The transaction was executed in multiple trades in prices ranging from $5.35 to $5.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F4]The transaction was executed in multiple trades in prices ranging from $5.10 to $5.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F5]These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
- [F6]These shares are held by The David E. Lazovsky 2010 Annuity Trust.
- [F7]These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.