Lazard Ltd 4

4 · Lazard Ltd · Filed Nov 22, 2016

Form 4

Period: 2016-11-18

Chief Financial Officer

Transactions

Exercise/Conversion
Restricted Class A Common Stock
2016-11-18+1,151→ 130,192 total
Award
Restricted Stock Units
2016-11-18+1,151→ 1,151 total
→ Class A Common Stock (1,151 underlying)
Exercise/Conversion
Restricted Stock Units
2016-11-18−1,151→ 0 total
→ Restricted Class A Common Stock (1,151 underlying)

Footnotes (5)

[F1]Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.
[F2]Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.
[F3]Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.
[F4]Each RSU represents a contingent right to receive one share of Class A Common Stock.
[F5]Of these RSUs, 204 will vest on or around March 1, 2017, 312 will vest on or around March 1, 2018, and 635 will vest on or around March 1, 2019.

Documents

1 file