Home/Filings/4/0001311828-18-000003
4//SEC Filing

Hipp H Neel JR 4

Accession 0001311828-18-000003

CIK 0001311828other

Filed

Jan 24, 7:00 PM ET

Accepted

Jan 25, 3:37 PM ET

Size

7.5 KB

Accession

0001311828-18-000003

Insider Transaction Report

Form 4
Period: 2018-01-23
Transactions
  • Other

    Options

    2018-01-2320,0000 total
    Exercise: $0.01Exp: 2025-05-14Common Stock (20,000 underlying)
  • Disposition to Issuer

    Common Stock

    2018-01-23$0.13/sh201,500$25,1880 total
Footnotes (2)
  • [F1]Disposed of pursuant to that certain Agreement and Plan of Merger dated as of September 25, 2017, between First Reliance Bancshares, Inc. (First Reliance), FR Merger Subsidiary, Inc. (Merger Sub), and Independence Bancshares, Inc. (Independence), pursuant to which Independence was merged with and into First Reliance (the Merger). At the effective time of the merger, each share of Independence common stock was converted into the right to receive $0.125 in cash.
  • [F2]On May 14, 2015, the reporting person was granted an option to purchase 20,000 shares of common stock at $0.65 per share. The option immediately vested for all of the shares. Prior to the effective time of the Merger, all holders of options granted by Independence surrendered their rights under the options for a cash payment of $0.01 per share of common stock underlying the options.

Issuer

Independence Bancshares, Inc.

CIK 0001311828

Entity typeother

Related Parties

1
  • filerCIK 0001351587

Filing Metadata

Form type
4
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 3:37 PM ET
Size
7.5 KB