|4Jan 11, 4:08 PM ET

Brassfield Karen F. 4

4 · Silvergate Capital Corp · Filed Jan 11, 2021

Insider Transaction Report

Form 4
Period: 2021-01-08
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2021-01-08$4.09/sh+27,500$112,47543,731 total
  • Exercise/Conversion

    Non-Qualified Stock Options

    2021-01-0827,5000 total
    Exercise: $4.09From: 2011-03-25Exp: 2021-03-25Class A Common Stock (27,500 underlying)
  • Tax Payment

    Class A Common Stock

    2021-01-08$73.64/sh10,989$809,23032,742 total
Holdings
  • Restricted Stock Units

    Class A Common Stock (2,056 underlying)
    2,056
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  • [F2]The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.

Documents

1 file
  • 4
    wf-form4_161039930291963.xmlPrimary

    FORM 4