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4//SEC Filing

Bonino John M. 4

Accession 0001312109-21-000050

CIK 0001312109other

View on SEC.gov Company Profile

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 7:10 PM ET

Size

13.0 KB

Accession

0001312109-21-000050

Insider Transaction Report

Form 4

Period: 2021-02-26

Silvergate Capital CorpSI

EVP & Chief Legal Officer

Transactions

Award
Non-Qualified Stock Options
2021-02-26$127.56/sh+1,416$180,625→ 1,416 total
Exercise: $127.56Exp: 2031-02-26→ Class A Common Stock (1,416 underlying)
Award
Restricted Stock Units
2021-02-26+587→ 587 total
→ Class A Common Stock (587 underlying)

Holdings

Class A Common Stock
29,596
Class A Common Stock
(indirect: By 401(k))
1,762.275
Non-Qualified Stock Options
Exercise: $16.09Exp: 2029-11-19→ Class A Common Stock (6,789 underlying)
6,789
Class A Common Stock
(indirect: By IRA)
10,000
Restricted Stock Units
→ Class A Common Stock (2,307 underlying)
2,307

Footnotes (5)

[F1]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
[F2]The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
[F3]The option becomes exercisable in three annual installments beginning February 26, 2022.
[F4]The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
[F5]The option becomes exercisable in four equal annual installments beginning November 18, 2020.

Documents

1 file

4
wf-form4_161464382283700.xmlPrimary
FORM 4

Issuer

Silvergate Capital Corp

CIK 0001312109

Entity typeother

Related Parties

1

filerCIK 0001757654

Filing Metadata

Form type: 4
Filed: Feb 28, 7:00 PM ET
Accepted: Mar 1, 7:10 PM ET
Size: 13.0 KB

View on SEC.gov